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feat(audit): retention that never deletes unanchored history - #2002

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joshuajbouw merged 9 commits into
astrid-runtime:mainfrom
unicity-aos:feat/anchor-safe-retention
Sep 29, 2026
Merged

joshuajbouw merged 9 commits into
astrid-runtime:mainfrom
unicity-aos:feat/anchor-safe-retention

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@MastaP

@MastaP MastaP commented Sep 28, 2026 •

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Linked Issue

Closes #2001

#1996 is merged. The retention-only commits are rebased onto main ed2df49b, preserving the Wasmtime 48.0.3 security update. Current head: 896c6e4c3d9f5fb305278a3a408250a7908d7204.

The integration adds one Windows Clippy fix: directory syncing and its stored path are compiled only on Unix; Windows retains the existing write-through rename behavior. No global lint suppression.

Summary

Today, pruning deletes entries permanently. That holds whether an operator runs it or the global cap triggers it (1,000,000 entries / 1 GiB), and only a chain's latest prune receipt is kept. So history no external party has seen can be erased, and a verifier cannot connect retained entries to history it anchored several prunes earlier.

This PR changes that:

  • An anchoring service records, per chain, how far it has certified the log: an anchored watermark.
  • Retention never deletes past a watermark. When the cap is reached and nothing can be pruned, the log keeps the entries and reports degraded instead of deleting them.
  • Every prune receipt is kept and can be exported.
  • Operators can require a watermark before any prune, and can archive pruned segments.

Installs that do not anchor keep today's bounded retention.

Changes

  • astrid-audit: anchored watermarks.

    • AuditLog::mark_anchored records that a chain was certified through a position. The position counts entries from the chain's genesis, pruned ones included (omitted_total + count). The mark carries the head hash at that position and up to 4,096 bytes of opaque evidence.
    • The claim is checked against the chain: the entry at position - 1, or, at the pruned boundary, the latest receipt's terminal hash, must hash to the given head.
    • Verification resumes from the previous watermark's stored cursor, so a mark costs only the entries appended since.
    • Watermarks never decrease. Re-marking the same position and hash is a no-op.
    • Marks live in their own namespace (audit:anchor_marks) and are replaced by compare-and-swap. Chain metadata, which append-intent recovery compares byte for byte, is untouched.
  • astrid-audit: prunes never pass a watermark.

    • Each prune is checked against the chain's pruned total after its retention scan. The check runs again, under the durable append lock, when the deletion plan is created.
    • Marks are installed under that lock only while no plan exists and the receipt is unchanged since verification. This closes the window in which a chain's first mark could land between a prune's check and its plan.
    • A refused prune deletes nothing and writes no receipt.
    • prune_oldest (used by audit prune and the cap) takes the oldest sealed segment, in seal order, whose removal is allowed. It searches the whole seal-order index before refusing.
  • astrid-audit: the cap holds instead of deleting. When an append reaches the cap and every candidate holds unanchored history:

    • a durable retention hold is set in the global metadata;
    • appends are admitted over the cap;
    • the global state reports degraded with the reason, and an error is logged once.

    The hold clears when a watermark advances, a prune finishes, a segment is sealed or the caps change.

  • astrid-audit: every receipt is kept. Receipts are recorded under audit:receipt_history/<chain>/<generation> before installation. A chain pruned before this change keeps its latest receipt. AuditLog::prune_receipts pages them.

  • astrid-audit: archive, then drop. With an AuditArchiver set, a prune writes the entries it removes to an archive and commits it before the deletion plan is created. The archive must match the receipt's count, digest and terminal hash, or the prune is abandoned. Prunes are serialized from segment selection to plan installation, so two prunes of one chain cannot archive the same generation.

  • astrid-core, astrid-kernel: admin methods.

    • audit.anchor_mark (capability audit:anchor) accepts one certification's evidence and up to 4,096 chains. Each chain is reported as advanced, unchanged or rejected with the reason. Malformed evidence, an empty or oversized list, or a duplicate chain rejects the whole request.
    • The kernel checks the evidence's shape, not the certification itself.
    • Successful marks skip the generic success row, as audit.heads and audit.export do. Rejections and denials are recorded.
    • audit.anchor_status (capability audit:heads) reports each chain's count, pruned total, watermark, its time and evidence, whether anchoring is required before prune, and the retention hold.
    • audit.export gains receipts_from, which pages prune receipts with their hashes and signing bytes.
    • audit.stats reports the hold.
    • The file archiver does its filesystem work on the blocking thread pool.
  • astrid-config: [audit.retention], operator-only.

    • require_anchor (default false) makes every prune require a watermark.
    • archive_dir must be an absolute path. It writes each pruned segment as <session>/<system|principal.alias>/<generation>.jsonl: the signed receipt, then the removed entries. The file is written under a temporary name, synced and renamed, in directories private to the daemon's user.
    • A workspace layer cannot override either key.
    • AuditConfig moves to its own module.
  • astrid-cli:

    • astrid audit anchor-status shows per-chain watermarks and lag, and exits 2 while the hold is set.
    • audit prune explains a refusal.
    • audit stats shows the hold.
    • audit export --receipts-from prints prune receipts.
    • Scenario entries.
  • Changelog fragment.

New storage fields are optional and absent by default, so existing metadata re-encodes to its stored bytes.

Verification

Current integration validation: audit library 99 passed / 2 ignored; config library 138 passed; kernel retention 2 passed; kernel-library Clippy with warnings denied, formatting and diff checks passed on macOS. All 33 checks on 896c6e4 now pass, including Windows and both MUSL targets. #2008 is merged. The exact combined tree with main bdc1fe8 (tree 6c15a1dd94a8247ff6181a27cdb15a4cb5f77a98) also passes the full kernel library suite: 605 passed, zero failed or ignored.

Prior author validation of the retention implementation follows:

  • Test suites: astrid-audit 99 (+2 doc), astrid-core 390, astrid-config 138, astrid-uplink 58 and CLI 818 all pass. The kernel lib passes 602 of 603 with --test-threads=6 and umask 0022. The remaining failure needs a copy-on-write workspace backend and also fails on the base commit. With full parallelism on a loaded host, some kernel-router tests exceed their 2-second admin-response timeout; feat(audit): signed audit.heads snapshot and paged audit.export #1996's branch shows the same under the same load.
  • Unit and handler tests:
    • watermark verification and monotonicity;
    • positions across prunes and at the pruned boundary;
    • persistence across reopen;
    • a first mark recorded while a prune is held between its check and its plan: the prune is refused with nothing deleted;
    • a mark refused while a prune is pending;
    • prune refusal past a watermark;
    • the require-anchor switch;
    • oldest-eligible segment selection across refused chains;
    • the cap hold, which keeps every append and clears on anchoring;
    • cap pruning unchanged for chains without watermarks;
    • receipt history order and backfill;
    • archive contents and permissions, and abort on archive failure;
    • two concurrent prunes of one chain archiving one at a time;
    • per-chain anchor_mark outcomes and whole-request rejections;
    • receipt pages in export;
    • no row written for a successful mark, while rejections and denials write one;
    • config restriction and validation.
  • Lint: cargo fmt and cargo clippy --all-features --all-targets -- -D warnings on the touched crates.

AI / Tool Assistance

Assisted-by: Claude Code:claude-opus-5-5. Covers design, implementation and tests in all touched crates, and this description.
Assisted-by: Codex CLI. Review passes over the diff.

#1996 and #2008 are merged; all current-head CI checks pass.

Checklist

  • Linked to an issue
  • Changelog fragment added under changes/{issue}.{kind}.md (docs/CI-only may skip; release PRs roll fragments into the version section instead of adding one)
  • I understand every change in this PR and can explain its design, risks, and validation.
  • I reviewed and tested any meaningful tool-generated output included in this PR.
  • Every non-bot, non-merge commit has a matching Signed-off-by trailer.

Copilot AI balanced review requested due to automatic review settings September 28, 2026 22:53

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Copilot was unable to review this pull request because the user who requested the review has reached their quota limit.

joshuajbouw
joshuajbouw previously approved these changes Sep 29, 2026

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Reviewed 91f2742. No blocking findings. The retention policy stays operator-controlled, watermark checks are repeated under the storage lock before a prune plan is accepted, and archive failures stop deletion. This keeps external anchoring policy outside Astrid while providing the runtime mechanisms it needs.

Independently ran 639 tests across audit, config, core, and the focused kernel retention/anchor handlers (2 ignored), plus focused Clippy with warnings denied. All passed. The checks cover stale watermarks, receipt history, archive contents and permissions, and refusing deletion when archiving fails.

This is a source review of the draft, intended to follow #1996. GitHub currently reports no CI checks for this branch; these local results are not a claim of CI completion or live external-anchoring certification.

@MastaP
MastaP marked this pull request as ready for review September 29, 2026 12:19
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#1996 is now merged as ed2df49, including the Wasmtime 48.0.3 security fix. Please rebase this branch onto main as planned: it currently conflicts in the shared heads/export and admin-handler files, so I cannot merge it yet.

The current CI also has two separate issues beyond the now-fixed dependency audit:

  • Both Windows filesystem jobs fail Clippy on the non-Unix sync_directory helper returning an unnecessary Result. Please fix the platform-specific helper/call site without weakening the lint globally.
  • Ubuntu fails storage_mount::tests::version_two_framing_transports_maximum_file_io with "create private mount resource: No such file or directory". Please check this on the refreshed branch; it is not evidence of an audit-retention failure by itself.

The retention review remains useful. After the rebase, I will review the integration delta and refreshed results rather than repeat the unchanged review. Keeping the agreed merge order: #2002, #2003, #2004, #2005.

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Follow-up on the Ubuntu ENOENT: storage_mount.rs is byte-identical between this head and the now-landed #1996 head. There is a plausible existing race: private_mount_resource_path ensures the shared /tmp/astrid-mounts-UID directory, then issue_lease creates its UUID child separately; meanwhile cleanup_resource removes that shared parent after removing another lease. A cleanup between those two creation steps matches the observed error. This is source-level diagnosis, not yet a reproduced interleaving, so I would not attribute it to retention or simply label it infrastructure.

The immediate integration step remains the planned rebase plus the Windows sync_directory lint fix. Please preserve the shared heads/export changes and the Wasmtime update from main.

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Confirmed the shared mount-parent lifetime defect with a deterministic regression on main: hold the shared parent directory open, retire the previous lease via the real cleanup_resource, then mkdirat for the arriving lease fails with ENOENT. This reproduces the same error class as Ubuntu CI, although the original CI interleaving was not recorded. I am preparing the narrow fix separately under #2006 so it does not add unrelated source changes to your retention PR.

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The mount-parent fix is now #2008. The new regression fails with ENOENT before the fix and passes afterward; all 598 kernel library tests and focused Clippy pass locally. Platform CI is still pending. This addresses the reproduced cleanup race separately from retention. Your rebase and Windows archive-helper lint correction are still needed.

MastaP and others added 9 commits September 29, 2026 20:48
Pruning deleted entries permanently, whether an operator asked for it or
the global cap (1,000,000 entries / 1 GiB) triggered it on an append, and
only the latest prune receipt of a chain was kept. History that no
external party had seen could be erased, and a verifier could not connect
retained entries to history it anchored before several prunes.

Anchored watermarks. AuditLog::mark_anchored records that an external
anchoring service certified a chain through a position: entries counted
from the chain's genesis, pruned ones included (omitted_total + count in
audit.heads), with the head hash at that position and opaque evidence of
at most 4,096 bytes. The claim is checked against the chain: the entry at
position - 1 must hash to the given head hash, or, at the pruned boundary,
the latest receipt's terminal hash must. Verification reads onward from
the previous watermark's stored cursor, so repeated marks cost only the
entries appended since. A watermark never decreases: a lower position is
rejected, and the same position and hash succeed without change. Marks
live in their own namespace (audit:anchor_marks) and are replaced by
compare-and-swap, so chain metadata, which append-intent recovery compares
byte for byte, is untouched. A prune that runs while a mark is verified is
detected (pending plan or changed receipt) and the mark is rejected for
retry.

Prunes never pass a watermark. Every prune is checked after its retention
scan against the chain's pruned total, read after the prior receipt its
own receipt links to; a prune that finishes in between breaks that link
and the new plan is refused, so the check never sees a stale total. The
check is repeated when the deletion plan is created, under the durable
append lock, and marks are installed under that lock only while no plan
exists and the receipt is unchanged since verification. Without that, a
chain's first mark recorded between a prune's check and its plan let the
prune delete past the new watermark. A refused prune deletes nothing and
writes no receipt. prune_oldest, used
by `audit prune` and by the cap, now takes the oldest sealed segment in
seal order whose removal is allowed, skipping chains whose oldest segment
is not (their later segments are not either), and returns the refusal for
the oldest when none is. Chains without a watermark are pruned as before
unless AuditLog::set_require_anchor_before_prune(true).

The cap alarms instead of deleting. When an append reaches the cap and
every candidate would remove unanchored history, the log sets a durable
retention hold in the global metadata: appends are admitted over the cap,
the global state reports degraded with the reason, and an error is logged
once. The hold clears when a watermark advances, a prune finishes, a new
segment is sealed or the caps change, and the next append at the cap
tries to prune again. The hold is written under the durable append lock
after recovering any interrupted append, as appends require.

Every receipt is kept. Each receipt is recorded under
audit:receipt_history/<chain>/<generation> before it is installed; the
receipt it replaces is recorded too, so chains pruned before this change
keep their latest one. AuditLog::prune_receipts pages them by generation.

Archive-then-drop. With an AuditArchiver set, a prune streams the entries
it removes to an archive and commits it before the plan that deletes them
is created. The archived entries must match the receipt's count, digest
and terminal hash, or the prune is abandoned with nothing deleted.

New storage fields are optional and absent by default, so existing
metadata re-encodes to its stored bytes.

Tests: watermark verification and monotonicity, positions across prunes
and at the pruned boundary, per-chain watermarks, persistence across a
store reopen, a first mark recorded while a prune is held between its
check and its plan (the prune is refused with nothing deleted; it
deletes past the mark without the plan-time check), a mark refused while
a prune is pending, prune refusal past a watermark with nothing deleted, the
require-anchor switch, oldest-eligible segment selection, the cap hold
keeping every append and clearing on anchoring, unchanged cap pruning
without watermarks, receipt history order and backfill, and archive
contents and abort on archive failure. The existing audit tests pass
unchanged apart from two test-only AuditLog constructions.

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
The anchoring service had no way to tell the kernel what it anchored, so
retention could not respect it, and neither operators nor verifiers could
see how far anchoring lagged or read earlier prune receipts.

audit.anchor_mark (AdminRequestKind::AuditAnchorMark, capability
audit:anchor) takes the evidence of one certification (network,
checkpoint digest, link position, and optionally the certifying round and
seal digest) and up to 4,096 chains, each with a position and head hash.
The evidence's shape is checked and it is stored with each chain's
watermark; the kernel does not verify the certification itself. Each
chain is checked and recorded independently and reported as advanced,
unchanged or rejected with the reason. Malformed evidence, an empty or
oversized list, or a chain listed twice rejects the whole request.
Successful marks skip the generic success row, as audit.heads and
audit.export do: each row would be a new unanchored entry. A rejection
is recorded as a failure row naming the rejected chains; the row stores
the chain count instead of the full list.

audit.anchor_status (capability audit:heads, which reveals the same
per-chain positions and hashes) reports every chain's count, pruned
total, watermark, its time and evidence, whether anchoring is required
before prune, and the retention hold. It is bounded to 4,096 chains like
the heads snapshot.

audit.export takes receipts_from and then returns the chain's prune
receipts from that generation on, 32 per page, each with its hash and
signing bytes, inside the same settled-prune window as the entries.
audit.stats reports the retention hold. A prune refused by a watermark is
reported as "audit prune refused: <reason>".

Tests cover per-chain outcomes, whole-request rejections, the refusal
through audit.prune with a missing and a partial watermark, the receipt
history in export pages, and that successful marks write no row while
rejections and denials do. The kernel_router suite passes.

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
Whether a chain without a watermark may be pruned, and whether pruned
segments are archived first, are operator decisions that belong in the
daemon config.

[audit.retention] require_anchor (default false) makes every prune
require an anchored watermark, so an install that anchors never loses
unanchored history to the cap; installs that do not anchor keep bounded
retention. [audit.retention] archive_dir, an absolute path, makes every
prune first write <session>/<system|principal.alias>/<generation>.jsonl:
the signed receipt, then each removed entry as stored. The file is
written under a temporary name, synced and renamed into place, its
directories are made private to the daemon's user, and a failed archive
leaves the chain intact. The table is operator-only: a workspace layer
cannot turn off the requirement or move the archive. AuditConfig moves to
its own module next to the new table, which also shrinks types.rs.

The kernel applies the table when it boots. A config that fails to load
falls back to the defaults, as the host-audit settings already did, now
with a warning.

Tests: the restriction reverts a workspace's table, archive_dir must be
absolute, and an archive holds the receipt and every removed entry in
chain order with private permissions and no leftover temporary file,
while an unwritable archive leaves the chain unpruned.

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
`astrid audit anchor-status` lists each chain's head position, anchored
watermark, lag and when it was recorded, whether anchoring is required
before prune, and the retention hold; it exits 2 while the hold is set,
as `audit stats` does when degraded. `astrid audit prune` explains a
refusal and points to anchor-status, `audit stats` shows the hold or the
last retention error, and `audit export --receipts-from` prints the
chain's prune receipts. The command is mapped in cli-scenarios.toml.

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
…time#2001

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
The file archiver created directories, wrote every archived entry,
flushed and synced the file, and renamed it directly inside its async
methods. A prune of a large segment, or a slow disk, then held a runtime
worker thread for the whole archive and its fsyncs, stalling unrelated
kernel requests on that worker; an automatic prune does this inside an
append.

Directory creation, file creation and the receipt line now run in one
blocking task when the archive opens; each batch of entries is
serialized on the async side and written in a blocking task that hands
the file back; and flush, sync, rename and the directory sync run in one
blocking task at commit. An unfinished archive still removes its
temporary file when dropped.

The archive tests pass unchanged.

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
Choosing the segment to prune stopped after 64 distinct chains or 4,096
index keys and returned the oldest refusal. With 64 chains whose oldest
segments hold unanchored history ahead of a prunable one, `audit prune`
refused and the global cap set its retention hold, and every later
attempt scanned the same prefix: the prunable segment was never reached
and storage grew past the cap.

The search now reads the whole seal-order index before it refuses, so a
refusal means no sealed segment can be pruned. It still skips, without
reading them, the later segments of a chain already refused, which the
watermark refuses too; a full search costs a page of keys per 256
segments and a few reads per chain, and while the hold is set appends at
the cap do not search again until something changes what can be pruned.

The selection test now places a refused chain's second segment between
the refused and the prunable chains.

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
Two prunes of one chain, such as `audit prune` and a prune the global cap
starts inside an append, read the same prior receipt and sign receipts of
the same generation. Both could archive before either installed its
deletion plan. The file archiver names an archive after its generation,
so the second archive replaced the first; if the first prune's plan was
then installed, it deleted entries that the surviving archive does not
hold.

Prunes now hold a process-wide lock from choosing what to remove until
the deletion plan is installed and finished: `prune_chain` around the
scan, archive and plan, and `prune_oldest` from segment selection on, so
the chosen segment is still there. The lock is taken after an append's
chain lock, which the cap prune runs under, and before the durable append
lock; nothing that holds it appends.

A test holds the first of two concurrent prunes in its archive and checks
that the second does not start archiving until the first has finished;
without the lock both archive generation 0.

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
Signed-off-by: Joshua J. Bouw <jjb@unicity-labs.com>
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I prepared a ready-to-use integration branch to save the rebase work: astrid-runtime/astrid branch integrate/audit-retention-2002, head 896c6e4.

All eight retention-only commits apply cleanly onto main ed2df49. Before the final lint correction, the resulting tree differs from your reviewed head only by the Wasmtime dependency fix and its changelog. Final commit 896c6e4 removes the non-Unix no-op Result helper and cfg-gates the Unix-only stored directory; Unix sync and Windows write-through rename semantics are unchanged. Feel free to adopt that branch or cherry-pick just the correction after your own rebase. I have not rewritten your fork branch or opened a duplicate PR.

Local checks: audit 99 passed / 2 ignored; config 138 passed; kernel retention 2 passed; formatting passed. Kernel Clippy is still running. This is not Windows CI proof. #2008 separately carries the mount cleanup regression/fix.

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Applied the tested integration to this existing branch with a lease against 91f2742; no intervening author changes were overwritten. Current head is 896c6e4. The description is updated and new fork CI runs are approved. Retention behavior is unchanged; this brings in main and fixes the Windows-only no-op helper lint. The separate mount cleanup fix remains #2008.

joshuajbouw added a commit that referenced this pull request Sep 29, 2026
## Linked Issue

Closes #2006

## Summary

Keep the private shared mount container alive when retiring an
individual lease. Concurrent lease creation can already hold a directory
handle to that container; unlinking it makes the next mkdirat fail with
ENOENT.

This is a pre-existing lifecycle bug investigated after the Ubuntu
failure on #2002, not an audit-retention change. The deterministic
regression reproduces the same error class; the original CI interleaving
was not captured.

## Changes

- Remove only the retiring lease endpoint, manifest, and UUID directory,
not its shared parent.
- Keep the existing private-directory and permission validation.
- Add an isolated regression using the real cleanup function and an open
parent handle. No live daemon or mount is used.

## Verification

- Before the fix: new regression fails with ENOENT at mkdirat.
- After the fix: all 17 focused storage-mount tests pass, including
maximum-file-I/O framing.
- Full astrid-kernel library suite: 598 passed, none failed or ignored.
- cargo clippy --locked -p astrid-kernel --lib --tests -- -D warnings:
passed.
- cargo fmt --all -- --check and git diff --check: passed.
- Local execution was on macOS. Linux and Windows validation awaits CI;
no native mount certification claimed.

## Test Plan

Run the regression and platform CI. Confirm cleanup still removes
lease-owned resources and preserves the parent needed by another
creator. The retained empty parent is intentional, not a leaked lease.

## AI / Tool Assistance

Assisted-by: Codex. Traced the cleanup/creation race, wrote the focused
fix and regression, and executed before/after validation.

## Checklist

- [x] Linked to an issue
- [x] Changelog fragment added
- [x] I understand every change and its risks and validation.
- [x] I reviewed and tested the tool-generated changes.
- [x] Commits have matching Signed-off-by trailers.

Signed-off-by: Joshua J. Bouw <jjb@unicity-labs.com>

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Rechecked the integration at 896c6e4. The retention-only commits were applied onto main without changing their behavior; the additional delta is the Wasmtime security update and the Windows-only directory-sync lint correction. I applied that integration, so this is not an additional independent review of my correction.

The original retention review still applies. Local audit/config/retention checks passed (239 tests, 2 ignored), as did kernel Clippy and formatting. Fresh Windows CI now passes, confirming the original lint failure is resolved. The unrelated mount cleanup race is fixed by merged #2008. The remaining MUSL smoke job must finish successfully before landing.

@joshuajbouw
joshuajbouw merged commit 26a500a into astrid-runtime:main Sep 29, 2026
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@joshuajbouw
joshuajbouw deleted the feat/anchor-safe-retention branch September 29, 2026 17:39
joshuajbouw added a commit that referenced this pull request Sep 29, 2026
## Linked Issue

Closes #1999

Part of #1997. #1996, #2002, and the mount cleanup fix #2008 are merged.
Current head `c92562e65087fe47e313e4c029781e89a69927d4` is based on main
`26a500a6`. Remaining merge order: this PR, #2004 (recording coverage),
#2005 (entry format v2).

The integration preserves Pavel's ordered host-audit implementation. The
overlapping configuration is resolved in the existing
`astrid-config::audit` module, retaining both retention validation and
fail-closed host-call settings. Kernel startup loads both settings from
the same audit configuration.

This PR replaces the host-audit writer. #2004 changes the old writer's
fold key to include the capsule. Whichever of the two lands second is
rebased onto the other, and the capsule then becomes part of the run
key.

## Summary

The host-audit sink could lose calls and reorder them without a trace:

- It coalesced allowed calls per class over `host_coalesce_ms`, and
appended `repeats=N` to the outcome details. The entry signature covers
the outcome only as a success bit, so that count was not signed.
- It drained pending work per key, so a chain's entries did not follow
call order.
- A call that met the full queue (`host_queue_capacity`, default 4,096
keys) was dropped, and only a counter moved.
- A failed batch was dropped, and calls still queued when the daemon
died vanished.

As a result, even an externally anchored log could not show that it was
complete.

This PR records host calls in call order, and makes every loss visible
as a signed entry on the chain. It also lets an operator make chosen
host-call classes fail closed.

## Changes

- **`astrid-audit`: signed host-call records.** These actions are
covered by the entry signature:
- `HostCallRun`: consecutive calls of one principal. It holds the call
count, the first and last call times, a tally per class and outcome, and
a fold over every call.
- `HostCallLoss`: calls that were accepted but not recorded
individually.
  - `HostCallGap`: an earlier run of the lane stopped without draining.
  - `HostCallAdmitted`: the write-ahead entry of a fail-closed call.

`astrid_audit::host_call` specifies the per-call digest and the fold, so
a verifier can recompute them without the kernel. Known-answer tests pin
them.
- **`astrid-kernel`: ordered lane** (`audit_sink/lane.rs`, `writer.rs`).
- Each principal chain has a FIFO of pending slots, so FIFO order is
call order.
- The writer takes slots from the front and appends each batch
atomically with `append_batch_with_principal`.
- A failed batch is retried as is, with backoff up to 5 s, before
anything behind it is taken.
- Signing happens at the durable commit, because only the commit fixes a
chain position. The kernel router appends to the same chains directly.
- **`astrid-kernel`: lossless coalescing.**
- Consecutive allowed and failed calls share one run, and consecutive
identical denials share one run.
  - A one-call run is written as the plain action, as before.
- **`astrid-kernel`: loss and gap entries.**
- Queue capacity bounds slots, not calls. Overflow folds into one loss
slot per chain, which is written as `HostCallLoss` at its place in the
chain.
- A lane marker in `system:control:audit-lane` records the run and the
chains it wrote. After an unclean stop, the next start writes
`HostCallGap` into each of those chains and into the session's system
chain.
- `astrid-storage`: the state-owner resolver admits
`system:control:audit-lane` as a system control projection, like
`audit`, `invites` and `pair-tokens`.
- An unreadable marker, or a marker store that fails, also produces a
gap entry.
  - If the writer thread dies, the lane closes and health reports it.
- **`audit.host_fail_closed`** (`astrid-config`, `astrid-capsule`,
`astrid-kernel`).
- It lists host-call classes whose effect runs only after a write-ahead
entry is durable: `file_read`, `file_write`, `file_delete`,
`net_connect`, `net_bind`, `process_spawn`. The default is empty.
- `HostAuditSink::admit()` is called by the fs, net and process host
functions after the security gate and before the effect.
- A refusal fails the call with `unknown("audit unavailable")` and is
recorded as a denial.
  - A workspace layer can add classes but not remove them.
- **Health:** `accepted` and `persisted` now count calls, and `lost`,
`gaps_recorded` and `dropped_after_shutdown` are new. The admin
`AuditHealth` wire type is unchanged.
- Changelog fragment.

**Consequences.**
- A denial between allowed calls closes the run.
- Order is guaranteed among a chain's host-call entries. Admin rows are
still appended when they run.
- Calls reported after shutdown are counted in health, not written.

**Overhead** (release build, in-memory log, per producer thread;
`audit_sink::tests::bench`, ignored by default):

| Workload | Before | After |
|---|---|---|
| 1 thread, 100k mixed allowed calls | 1.61–1.65 µs/call | 0.84–0.92
µs/call |
| 8 threads × 8 principals, 200k calls | 15.1–17.9 µs/call | 8.9–12.8
µs/call |
| 4 threads, reads with 2% denials | 6.7–7.8 µs/call | 4.2–4.8 µs/call |
| 20k distinct denials, 1 thread | 1.35–1.58 µs/call; 15,904 calls
dropped | 1.82–1.91 µs/call; none dropped, overflow in 5–7 loss entries
|

## Verification

Current integrated tree: full kernel library **628 passed, 1 ignored**;
capsule audit tests **45 passed**. Earlier validation of the same
recorder/retention integration: audit 106 passed / 2 ignored, config 140
passed, kernel audit filter 51 passed / 1 ignored; audit/config/kernel
library Clippy passed with warnings denied. The published tree is
byte-identical to the tested combined tree; CI must pass on this new
head before merge.

Prior author verification (before this integration):

- **Test suites:** `astrid-audit` 74, `astrid-capsule` 748,
`astrid-config` 139 and `astrid-storage` 864 all pass. The kernel lib
passes 610 of 611 with `--test-threads=6` and umask 0022. The remaining
failure needs a copy-on-write workspace backend and also fails on
`main`.
- **Unit and behaviour tests:**
- host-call digest and fold known-answer values; every field changes the
digest;
  - a dropped, reordered or altered call fails `matches_calls`;
  - changing a signed count breaks the signature;
- call order across 6 producers, 3 principals, 8-entry batches and a 10
ms window (the same probe fails on `main`);
- a 40-call run whose fold, count and time range recompute from the
calls;
- queue overflow written as one loss entry that commits to the lost
calls;
- gap entries after an abandoned lane run, none after a clean restart,
and gap duties carried across a second unclean stop;
- a corrupt marker and a failing marker store, including the
unavailable-marker gap surviving a later marker write;
- a system-only gap recorded at start with no host call, and retried
while idle after a refused append;
- the marker namespace written and read back through a runtime principal
store;
- a batch the log refuses, retried and written in order once the cap is
raised;
  - a fail-closed write durable before `admit()` returns;
  - refusal within the first failed batch, and after shutdown;
  - config validation and workspace restriction;
  - `connect-tcp` and `bind-tcp` refusing without a connection attempt.
- **Lint:** `cargo fmt` and `cargo clippy --all-features --all-targets
-- -D warnings` on the touched crates.

## AI / Tool Assistance

Assisted-by: Claude Code:claude-opus-5-5. Covers design, implementation
and tests in all touched crates, and this description.
Assisted-by: Codex CLI. Review passes over the diff.

Current integration and verification assisted by Codex. Fresh CI
pending; no claim of merge readiness until those checks complete.

## Checklist

- [x] Linked to an issue
- [x] Changelog fragment added under `changes/{issue}.{kind}.md`
(docs/CI-only may skip; release PRs roll fragments into the version
section instead of adding one)
- [x] I understand every change in this PR and can explain its design,
risks, and validation.
- [x] I reviewed and tested any meaningful tool-generated output
included in this PR.
- [x] Every non-bot, non-merge commit has a matching `Signed-off-by`
trailer.

Signed-off-by: Joshua J. Bouw <jjb@unicity-labs.com>
Co-authored-by: Joshua J. Bouw <jjb@unicity-labs.com>
joshuajbouw added a commit that referenced this pull request Sep 29, 2026
… changes and capsule loads (#2004)

## Linked Issue

Closes #1998

Part of #1997. #1996, #2002, #2003, and #2008 are merged. Current head
`c0f4052305da424d9625c9f96332448667a9259b` integrates this PR with main
`e63f65cc`. Remaining order: this PR, then #2005 (entry format v2).

The integration retains #2003's ordered, loss-accounted writer and
fail-closed admission. Capsule identity is part of the run key, so
alternating capsules cannot fold together. HTTP/tool/approval coverage
records remain individual queue entries; overflow still records a
payload-bound loss summary. Existing unattributed call digests keep
their exact v1 encoding; attributed and new coverage calls use the
documented `astrid.audit.host-call.v2` digest domain. This is a
call-fold encoding distinction, not #2005's entry-format change.

Ordering boundary: queued records retain per-principal FIFO order.
Synchronous HTTP/approval commits still use the existing durable append
path, like direct administrative audit writes; no new global ordering
guarantee between that path and queued records is claimed.

## Summary

The audit log did not record the events that determine what an agent
did:

- LLM and other HTTP exchanges appeared only in `tracing::debug!`, so an
agent turn, including its model request, added no entry;
- capsule tool calls and approval decisions had no producer;
- capability grants and revocations were recorded as `AdminRequest` rows
at authorization time, before the change was applied and without its
result, and grant-on-use was not recorded at all;
- capsule install and load were not recorded, and install hooks ran
without an audit sink;
- host-call entries did not name the capsule, and `FileWrite` stored a
zero hash.

This PR records all of these on the signed log, without changing the v1
entry format. Content never enters the log, only commitments to it.
Provider credentials can now be injected by the host, so they never
enter guest memory.

## Changes

- **`astrid-audit`: entry kinds.**
  - `HttpRequest` (pre-commit) and `HttpResponse` (completion).
  - `CapabilityChanged`, `CapsuleInstalled` and `CapsuleLoaded`.
- A `CapsuleActor` (capsule id and wasm hash) on file, network, process,
tool-call and approval entries.
  - Linking fields on `CapsuleToolCall` and the approval entries.

New fields are optional and omitted when unset, and new variants are
appended after the existing ones. Entries written before this change
re-serialize to the same signed bytes.
- **HTTP exchanges** (`astrid-capsule` HTTP host, `astrid-kernel`).
- Each wire request, each redirect hop included, gets a durable
`HttpRequest` pre-commit before it is sent. The pre-commit holds the
method, host, port, BLAKE3 commitments to the path, headers and body,
the redirect hop, and a per-principal sequence number scoped to the
kernel run.
- An `HttpResponse` completion links to its pre-commit. It carries the
status, provider request ids, and a hash of the response body as it was
read (incrementally for streams).
  - Completions are appended durably.
- Refusals by the scheme check, egress, the security gate or the SSRF
airlock are recorded as denied requests and take a sequence number.
- Credential headers, credential query parameters and every secret value
the capsule received are redacted before hashing. The redaction rules
are documented so a verifier can recompute the commitments.
- Recording is best-effort, like the rest of the audit log since 0.9.0.
If the pre-commit cannot be written, the request is still sent, a
security event is logged, and the missing entry shows as a gap in the
run's sequence numbers. Approval prompts behave the same way. Making
these fail closed is an operator policy; it would fit as an `http` class
of `audit.host_fail_closed` from #2003 once both have landed.
- **Host-side credentials.**
- A header value can name a manifest-declared secret as
`{{secret:NAME}}`, and the host substitutes it on the wire.
- Undeclared names are refused and recorded. Placeholders are stripped
on a cross-origin redirect.
- Commitments cover the placeholder form, and the entry lists injected
secret names, never values.
  - `docs/models.md` describes how a provider capsule adopts this.
- **Tool calls and approvals.**
- One `CapsuleToolCall` entry per `tool.v1.execute.<tool>` invocation,
with the call id, argument and result hashes, and the capsule.
- Approval prompts are committed before they are published. Every
decision is linked to its prompt, with how it was reached: user, session
allowance, remembered consent, timeout and so on.
- Grant-on-use prompts are committed by the dispatcher before
`GrantRequired` is published. An approval is committed before
`GrantResult` is published, so the chain shows it before the grant it
caused.
- **Capability changes.** Applied changes are recorded on the affected
principal's chain after they are saved: token mint and revoke, caps
grant and revoke (only the patterns actually added), group and capsule
membership changes, distro self-grants, and grant-on-use.
- **Code identity.**
  - `CapsuleInstalled` binds the wasm and exact `Capsule.toml` hashes.
- `CapsuleLoaded` (on load or replace) binds the verified wasm hash, the
manifest hash and the engine profile.
- Install and upgrade hooks run by the daemon get the signed sink,
attributed to the hook's component.
- **Attribution.**
- Host-call entries name the capsule and wasm hash, stamped by the host
from the verified component; a guest cannot choose them.
  - `write-file` reports the hash of the bytes written.
- Changelog fragment.

## Verification

Current signed integration head: **111 audit tests passed / 2 ignored;
777 capsule tests passed; 643 kernel tests passed / 1 ignored** (1,531
passed in total). Commands: `cargo test --locked -p astrid-audit -p
astrid-capsule -p astrid-kernel --lib -- --quiet`; `cargo check --locked
--workspace`; `cargo clippy --locked -p astrid-audit -p astrid-capsule
-p astrid-kernel --lib --tests -- -D warnings`; formatting and diff
checks. All passed locally on macOS. Added integration regressions bind
capsule/wasm identity in folded digests and prove coverage events remain
individual while overflow binds the original payload. The attribution
test now asserts FIFO order across alternating capsules instead of
expecting the old unordered folding behavior. Fresh platform CI is still
required.

Prior author verification before integration:

- **Test suites:** `astrid-audit` 71, `astrid-capsule` 777,
`astrid-capsule-install` 106 and CLI 818 all pass. The kernel lib passes
601 of 602 with `--test-threads=6` and umask 0022. The remaining failure
needs a copy-on-write workspace backend and also fails on `main`.
- **Unit and integration tests:**
- legacy JSON encodings pinned, and a legacy entry re-verified after a
round trip;
  - pre-commits resolve before a loopback server sees the request;
- buffered and streamed responses hashed and linked, including streams
closed early, transport failures and gate denials;
  - redaction: short secrets, many secrets, overlapping secrets;
- credential injection end to end: the server receives the secret, the
guest never reads it, and the commitment covers the placeholder;
- placeholder rules: undeclared, malformed and unterminated placeholders
refused, also after a blank secret, and an omitted header names no
secret;
- tool results captured through the IPC host function, with error,
missing, mismatched and cancelled cases;
  - approval prompts committed before they are visible on the bus;
- capability grant, revoke and membership entries, with none for a no-op
re-grant, and a grant-on-use approval ahead of its grant;
- a daemon install producing `CapsuleInstalled` and `CapsuleLoaded` with
the expected hashes, and an upgrade recorded as load then replace.
- **Lint:** `cargo fmt` and `cargo clippy --all-features --all-targets
-- -D warnings` on the touched crates. `cargo check --target
wasm32-unknown-unknown` of `astrid-audit`, `astrid-capsule` and
`astrid-kernel`.

## AI / Tool Assistance

Assisted-by: Claude Code:claude-opus-5-5. Covers design, implementation
and tests in all touched crates, and this description.
Assisted-by: Codex CLI. Review passes over the diff.

Integration onto the landed recorder and associated regression tests
assisted by Codex. The earlier source review does not constitute
independent review of these integration edits.

## Checklist

- [x] Linked to an issue
- [x] Changelog fragment added under `changes/{issue}.{kind}.md`
(docs/CI-only may skip; release PRs roll fragments into the version
section instead of adding one)
- [x] I understand every change in this PR and can explain its design,
risks, and validation.
- [x] I reviewed and tested any meaningful tool-generated output
included in this PR.
- [x] Every non-bot, non-merge commit has a matching `Signed-off-by`
trailer.

---------

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
Signed-off-by: Joshua J. Bouw <jjb@unicity-labs.com>
Co-authored-by: Joshua J. Bouw <jjb@unicity-labs.com>
joshuajbouw added a commit that referenced this pull request Sep 29, 2026
…d-key verification (#2005)

## Linked Issue

Closes #2000

Part of #1997. The current integration includes the landed #1996, #2002,
#2003 and #2004. Proposed merge order: #1996, #2002, #2003 (ordered
recording), #2004 (recording coverage), this PR.

v2 derives an entry's sections from the serde form of the action,
authorization and outcome. The new action variants in #2003 and #2004
therefore encode without any change to this format or its specification.

## Summary

Format v1 cannot be verified outside Astrid with confidence:

- its signed bytes mix binary fields with `serde_json` of the action and
authorization, and drop either one if serialization fails;
- it signs whole-second time, and only a success bit of the outcome;
- it has no sequence number;
- verification trusts the public key embedded in each entry, so anyone
with write access to the store can re-sign a rewritten chain under any
key and still pass;
- one runtime key signs audit entries, capability tokens and builds.

This PR adds format v2, which is off by default and enabled with
`[audit] entry_format = "v2"`:

- a deterministic CBOR body that signs every stored field;
- a per-chain sequence number;
- a dedicated audit key;
- verification against a cross-signed key registry instead of the
embedded key.

v1 history is kept as it is, and the v2 chain links to it.

## Changes

- **`astrid-crypto`:** `verify_strict` (RFC 8032 strict Ed25519) and a
`random_bytes` helper.
- **`astrid-audit`: `entry_v2`.** The module documentation is the
byte-level specification, with a known-answer test that an
implementation written from the specification alone reproduces.
  - The body (RFC 8949 §4.2.1 deterministic CBOR) carries:
    - the format tag;
- a chain id derived from the registry, session, principal UID and
alias;
    - a sequence number and the previous hash;
    - nanosecond time, entry and session ids, and the acting capsule;
- the action, authorization and outcome as `[tag, {field =>
commitment}]` sections derived from their serde form;
    - the signer key and its key epoch.
- Field values are salted commitments. Salts are HMAC-SHA256 of a
per-entry salt key, so one field can be disclosed without the others.
- The entry hash is SHA-256 of the body, and the audit key signs a
domain-separated wrapper of it.
- **`astrid-audit`: key registry.**
- A hash chain of records binding keys to roles: audit, capability,
build and audit-v1.
- The genesis is signed by every key it binds, and a rotation by both
the old and the new key. A key can never be registered twice.
- **`astrid-audit`: verification.** `ChainVerifier` accepts a v2 entry
only if all of these hold:
  - its signer holds the audit role at the entry's epoch;
  - its chain id derives from the registry;
  - sequence numbers run 1, 2, 3;
  - links hold;
  - epochs never decrease.

With a registry present, v1 entries and archive receipts must be signed
by registered keys. v2 receipts carry the signer's epoch.
- **`astrid-audit`: writing.**
  - `AuditLog::enable_entry_v2` writes the genesis on first use.
- The first v2 entry of each chain has sequence 1 and links to the
chain's last v1 entry.
  - After that, v1 appends are refused (`V1Closed`).
- Storage enforces the v1 closure and the current key epoch at commit
time, under the durable append lock, so another opener's switch or
rotation cannot be bypassed.
- The same check applies to a prune before anything is deleted: a new
deletion plan is accepted only if its receipt's signer is the registry's
current audit key (a receipt without an epoch only while no registry
exists). A plan accepted earlier still finishes after a rotation.
  - `rotate_audit_key` appends a cross-signed rotation.
- **`astrid-config`, `astrid-kernel`: `[audit] entry_format`.** It is
operator-only, and the default is `"v1"`.
- With `"v2"`, the kernel loads or creates `keys/audit.key`
(owner-only), enables v2, and on first use writes a genesis that
registers the runtime key for the capability, build and v1-audit roles.
  - A store with a registry stays on v2.
- Boot stops if the registry does not verify, if the audit key is
missing or different, or if the configuration cannot be read on a store
that is not yet on v2.
  - `keys/audit.key` is protected from admin filesystem edits.
  - It applies on every native host.
- **Docs and changelog.**
  - `docs/config.md` documents the switch and its one-way migration.
  - Rolling back to a release without v2 is not supported.
  - Changelog fragment.

With v2 off, v1 behaviour, verification results and archive keys are
unchanged.

## Verification

### Current stack integration

Head `0dd52fdd48fd25eab5c778353ecadd9701033ff8` reconciles landed #2004
(`3b3360fd`) with integration `c225dfc7`. Its tree is byte-identical to
`c225dfc7` (tree `c81645720ec1d81d2c1e447aecdf328f54b4e0a0`). All
Actions jobs, including both MUSL smokes, passed on that tree. Three
CodeQL hard-coded-value alerts were individually investigated and
dismissed as false positives: an HMAC output buffer fully overwritten
before return, a test-only known-answer key, and an OS-randomness buffer
that cannot return on RNG failure. No scanner rule or test was weakened.
Required checks on the ancestry-only commit must still complete before
merge.

- Retains both anchor-watermark and signing-key-epoch checks before
prune-plan acceptance, as well as ordered host recording and capsule
attribution.
- Keeps `entry_format`, retention settings and fail-closed settings in
the shared `AuditConfig`, with both operator-only restrictions intact.
- Adds regressions for v2 pruning at the anchor boundary and commitment
to host-stamped capsule identity.
- The forged-receipt test still requires signature rejection. It now
restores the authentic receipt before its subsequent legitimate-prune
scenario, because immutable receipt history correctly rejects replacing
that generation.
- Audit: 171 passed, 2 ignored. Config: 143 passed. Crypto: 28 passed.
Kernel: 648 passed, 1 ignored with `--test-threads=4`. The first
parallel kernel run hit two unchanged 2-second response timeouts; all
three tests in that group passed unchanged in an isolated rerun (0.71s),
then the complete four-thread kernel run passed (51.72s).
- Audit doctests: 2 passed. Workspace `cargo check --locked
--workspace`, formatting and focused audit/config/crypto/kernel Clippy
(`--lib --tests -- -D warnings`) passed.
- `cargo check --locked -p astrid-kernel --target
wasm32-unknown-unknown` passed, with unused/dead-code warnings; this is
build evidence, not a browser runtime test.
- The prior independent review applies to the earlier source head. These
integration checks do not claim a new independent review; completed CI
on the identical earlier tree is distinguished from checks on the
current commit.

### Original author validation (before integration)

- **Test suites:** `astrid-audit` 123 (+2 doc), `astrid-config` 140 and
`astrid-crypto` 31 all pass. The kernel lib passes 592 of 593 with
`--test-threads=6` and umask 0022. The remaining failure needs a
copy-on-write workspace backend and also fails on `main`.
- **Unit and integration tests:**
- the known-answer test, and CBOR against RFC 8949 vectors, with
non-canonical input rejected;
- every stored field covered by the signature: each JSON leaf of a
stored entry, and each field of every action, authorization and outcome
variant;
  - sequence gaps, including an entry deleted from the store;
- unregistered, foreign, retired and backdated keys rejected, v1 after
v2 rejected, and epoch regression across a chain change detected;
  - registry genesis, rotation and tamper rules;
- v1 to v2 migration with mixed chains, persistence and rotation across
restart, and principal UID binding;
  - concurrent single and batch appends producing gap-free sequences;
- commit-time refusal of v1 after another opener enables v2, and of a
stale epoch after another opener rotates;
- archive receipts bound to a registry epoch, and forged receipts
rejected;
- a stale handle's prune refused, with entries, receipts and
verification unchanged: one without v2 after another enabled it, and one
at epoch 0 after another rotated to epoch 1; a plan accepted before a
rotation finishes after it;
- kernel boot: v1 default, key creation, v2 persistence with the setting
back at v1, and a missing or replaced key or unreadable config stopping
boot.
- **Scratch daemon:** boot on v1, switch to v2, then restart with the
setting back at v1. The chain reads 8 v1 entries followed by v2 entries
1 to 10, bound to the principal UID, under one registry. It verifies
with registered v1 keys required.
- **Lint:** `cargo fmt` and `cargo clippy --all-features --all-targets
-- -D warnings` on the touched crates. `cargo check --target
wasm32-unknown-unknown` of `astrid-kernel`.

## AI / Tool Assistance

Assisted-by: Claude Code:claude-opus-5-5. Covers design, implementation
and tests in all touched crates, the format specification, and this
description.
Assisted-by: Codex CLI. Review passes over the diff.

Merge after #2004 and successful checks on the current integration.

## Checklist

- [x] Linked to an issue
- [x] Changelog fragment added under `changes/{issue}.{kind}.md`
(docs/CI-only may skip; release PRs roll fragments into the version
section instead of adding one)
- [x] I understand every change in this PR and can explain its design,
risks, and validation.
- [x] I reviewed and tested any meaningful tool-generated output
included in this PR.
- [x] Every non-bot, non-merge commit has a matching `Signed-off-by`
trailer.

---------

Signed-off-by: Pavel Grigorenko <pavel@unicity-labs.com>
Signed-off-by: Joshua J. Bouw <jjb@unicity-labs.com>
Co-authored-by: Joshua J. Bouw <jjb@unicity-labs.com>
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feat(audit): retention that never deletes history that has not been anchored

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